Compliance

Vivid Financial Pty Ltd is a Corporate Authorised Representative (Number 317682) of Australian Financial Services (AFS) Limited, holder of Australian Financial Services Licence Number 297239, which has been issued by the Australian Securities and Investments Commission (ASIC).

Our Advisers are bound to the AFS Practitioner's Code of Conduct as well as to the Financial Planning Association's Code of Ethics.

As a result of the ongoing training and professional development we undertake, AFS ensures that we are kept up to date with the latest compliance measures.

Vivid Financial is audited by the AFS Head of Compliance twice a year which ensures our office meets the standards imposed by AFS and that we also meet our legal obligations.